05-(draftประมวล) ทน การลงทุนของกองทุน(3-12-58) (1) 2 ประกาศคณะกรรมการกำกับตลาดทุน ที่ ทลธ. 64/2564 เรื่อง หลักเกณฑ์เกี่ยวกับบุคลากรในธุรกิจตลาดทุน (ฉบับที่ 16) ___________________ อาศัยอำนาจตามความใน
05-(draftประมวล) ทน การลงทุนของกองทุน(3-12-58) (1) ประกาศคณะกรรมการกำกับตลาดทุน ที่ ทลธ. 64/2564 เรื่อง หลักเกณฑ์เกี่ยวกับบุคลากรในธุรกิจตลาดทุน (ฉบับที่ 16) ___________________ อาศัยอำนาจตามความใน
05-(draftประมวล) ทน การลงทุนของกองทุน(3-12-58) (1) -ร่าง- ประกาศคณะกรรมการก ากับตลาดทุน ที่ ทน. /2561 เร่ือง การลงทุนของกองทุน (ฉบับที่ ) __________________________ อาศัยอ านาจตามความในมาตรา 16/6
suggestions and took them into consideration when reviewing the proposed regulations. The SEC is therefore soliciting public comments on the proposed regulations and relevant draft attachments with the
proposed amendments. The SEC has therefore drafted the regulations and is now conducting this public hearing on the draft regulations , with the key points as summarized below: (1) To entitle
During April – May 2023, the SEC conducted a public hearing to seek comments and suggestions on the proposal to amend the regulations governing the optional systems of digital asset business operators. This was followed by a focus group session aimed at gathering opinions from DA operators regarding the proposed amendments to the governance structure and qualifications of authorized directors and managers of DA operators. The SEC has reviewed and considered the comments and recommendations recei...
channels to investors in both primary and secondary markets. The SEC is therefore conducting this public hearing on the proposed principle and draft amendments to the ministerial regulations and relevant
With reference to a public hearing on the proposed revision to the IT Standard conducted between 14 June and 15 July 2024, the SEC received a wide range of valuable responses from stakeholders. The respondents’ feedback and recommendations were carefully considered for the drafting of relevant amendments.The SEC is conducting this public hearing on the proposed amendments to the IT Regulations and Guidelines, which cover the following key points: (1) To reduce the submission frequency of IT aud...
The existing regulations for newly issued share offering through PP require that listed companies submit an application for approval to the SEC and disclose material information related to the offering in the shareholders’ meeting notice for the benefit of investors’ decision making. The main purpose is to enhance protection for the existing shareholders and prevent offering of benefits to any particular person to reduce inappropriate PP offering. The SEC is proposing to amend the PP offering r...
Earlier on 5 August 2021, the SEC Board Meeting No. 14/2564 approved the proposal for amending the regulations related to supervision of digital asset business operators whereby digital asset business licensees would be prohibited from providing services related to privacy coins to prevent misuse of digital assets as a tool for committing a crime. After conducting a public hearing on the matter and taking into consideration the comments and recommendations of business operators and the general p...