Road, Chomphon, Chatuchak Bangkok 10900, Thailand Website: www.sec.or.th Email: mrfhongkong@sec.or.th Page 2 of 15 be no arrangements which provide an advantage for investors in Thailand or Hong Kong
to the SBP should provide an investment opportunity with transparent social credentials. By recommending that issuers report on the use of Social Bond proceeds, the SBP promote a step change in
However, the submitted information still lacks main points to accompany consideration. The SEC has therefore instructed Zipmex in writing to provide complete details of the incident, which includes
Management Policy Department of the Securities and Exchange Commission, Thailand (“SEC”) to provide guidance to asset management companies (“AMCs”) regarding the Mutual Recognition of Funds between Hong Kong
Registration Statement and the Annual Registration Statement. Part 2.2 Business Operation 1. Policy and overview of business operation Provide an overview on the background and nature of the businesses operated
suitability for investment and the relevant risk exposure. If you are in any doubt as to the action you should take, you should consult your legal, financial, tax, or other professional adviser. A copy of this
quality objective as mentioned in TSQM1 and 2? If not, please provide the details of the minimum objectives that are absent and describe any reasons for their absense. 1.2 Does the audit firm completely
was commissioned to provide an independent opinion (thereafter “Second Party Opinion” or “SPO”) on the integration of three environmental factors to the Sustainability-Linked Bonds (the “SLBs”) to be
or not complying with any significant approval requirements for the offering of trust unit within the period of 5 years before applying for the offering; (2) pose no reasonable doubt to its ability to
country or jurisdiction specified in the database in Clause 14(3); (2) a corporate client with complex shareholding or functional structures that may raise doubt or difficulty in determining the true