specified in the notification of the SEC. In this regard, the SEC may also specify fees or service charges which the securities company may charge its customers for the performing underwriting service.
specified in the notification of the SEC. In this regard, the SEC may also specify fees of service charges which the securities company may charge its customers for performing investment advisory service.
Bangkok, October 29, 2013 ? The SEC is seeking public comment on revising the rules to exempt institutional clients of registered derivatives dealers and derivatives fund managers from doing the
market product and could access information on investment by virtue of performing such duty, regardless by whichever name of position of such person is called; 5 Amended by the Notification of the Capital
decision making to invest or trade capital market product and could access information on investment by virtue of performing such duty, regardless by whichever name of position of such person is called
compliance of rules; (5) supervising the internal control unit; (6) performing any other duties assigned by the SEC. In executing the duties under the first paragraph, the Audit Committee shall report to the
ตลาดทุนในเอเชีย โดย Asian Corporate Governance Association และ CLSA Asia-Pacific Markets (CG Watch) SHARE : Detail Content คลิกที่นี่ เพื่ออ่านรายละเอียด Doing Business FSAP CG ROSC CG Watch AA
to investors’ legal capacity in executing legal acts before providing services to prevent legal issues regarding a person’s capacity, which may have an impact on the legal acts between digital asset
Company Limited ("NEWS") by separating duties to executing buying or selling orders in a way of concealing and continuing, which caused the trading of such securities contradicted normal market