cancellation of a major construction project. Based on such inside information, he was able to avoid loss by selling 8,651,400 of TIES shares off the trading account of Ornsiree, his daughter during 19 May 2014
investment. The SEC therefore urges those interesting in derivatives investments to deal only with licensed business operators to avoid scams and rip-offs. List of licensees is available at the SEC website
personnel for a period of five years, starting from 4 August 2020.In case of deciding to buy an investment product at a place which is not the service provider’s office, investors are advised to avoid
on 9 September 2020 and later on 10 September 2020 Mr. Sittilarp sold his TASCO shares through Miss Panida Kerdtoob’s securities trading account to avoid loss before TASCO disclosed such information to
to avoid impact incurred from a decline in the price of DCON's share before DCON disclosed such information to the Stock Exchange of Thailand (SET) on 23 February 2017 at 9.13 p.m. and 9.20 p.m
from attending the director meeting. Subsequently, Mr. Chana sold his DCON shares through Miss Arisara Towan's and Miss Asama Towan's securities trading accounts to avoid impact incurred from a
company to prevent the misuse of the IPO channel as a tool to evade or contravene the governing law and regulations (regulatory arbitrage) on the undertaking of investment management business,* which
(3) {K}, who neglected inspection and failed to comply with the bank's internal control system, causing the suspicious issues in the dishonest acts to evade inspection. The SEC has therefore banned the
contract to reserve US dollars in full amount to avoid exchange rate fluctuation of Trust Receipt (T/R). 4. Finance Cost increased Baht 4.94 million or 30.54% from the corresponding period of the previous
a market price at that time. Later, steel price dropped sharply causing GSTEL and GJS to realize high losses as production cost was high while the products were sold at lower market price. To avoid