while maintaining public confidence in the SEC's accountability. Communication with Stakeholders 1. Education and Dissemination of Information The SEC has established various two-way communication
SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2014ANNUAL REPORT 2014 CONTACT INFORMATION This report can be downloaded from www.sec.or.th For more information about this report, please contact: SECURITIES AND EXCHANGE COMMISSION, THAILAND 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok, Thailand 10900 Tel. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai...
continues to be adversely affected by the change in sales mix towards lower gross profit margin products of home appliances such as air conditioners, refrigerators, washing machines and kitchen appliances etc
securities for dissemination to dealers and providing a system for matching orders placed between dealers or any systems to facilitate trading of securities between dealers. Clause 4 This Notification
dissemination of materially misleading information. In addition, the SEC and the DSI are collaborating under the MOU officially signed on 15 July 2019 to investigate and seek evidence and facts related to
of RASA.Rapi?s dissemination of false statements or any other statement with the intention to mislead other persons concerning the facts related to the financial condition, the business operation or
lead to offences comparable to those of the Securities and Exchange Act. For instance, dissemination or disclosure of false information, insider trading, front running, market manipulation. The same
enforcement, unfair trading of digital assets will lead to offences comparable to those stipulated under the Securities and Exchange Act, for instance, dissemination or disclosure of false information, insider
dissemination of financial and investment knowledge materials on social media, establishment of learning centers, financial and investment skills competitions for youth and students, financial planning for
, embezzlement of company assets, conflicts of interests, or window dressing. Unfair treatments related to securities trading, for instance, market manipulation, insider trading and dissemination of false