sent a letter to the bond issuer to demand immediate repayment of the bond reaching maturity. The SEC requires that the bondholder representative analyze the benefits and shortcomings as well as the
Rule Making Process SHARE : Detail Content 1. Assess the importance of matters 2. Study international supervisory measures and standards 3. Conduct regulatory impact assessment: Analyze the
analyze and value investments. CFA Institute is pleased to have created the publication “Guidance for Integrating ESG Information into Equity Analysis and Research Reports” at the request of the SEC
: ข้อมูลจาก trade book และ order book ของ SET ค านวณโดยฝ่ายวจิัยและขับเคล่ือนข้อมูล ส านักงาน ก.ล.ต. Order tendencies analysis - a methodology used in trading to analyze the behavior of traders' order
from the Bank’s electronic trading system, thus causing damage to clients. Details of the misconduct are as follow: (1) In the case of {A}, she was found to fail to examine the correctness of
, registrars, depositories and regulators – to examine bond information more conveniently and rapidly while benefiting from less redundancy and shorter timeframe for book closing process. ThaiBMA’s
assets comes with high risks. Those who are interested in investing must have knowledge and ability to take risks in investment losses. In a case of persuasion for investment, investors should examine
Bitcoins worth approximately 797 million baht. SEC is working closely with the enforcement personnel to investigate further details and examine whether there is any violation of laws governing securities
whether they are in accordance with the advertising and associated rules as well as be approved by CEO before publication. After publication, company’s compliance unit must monitor and examine all
are fit and suitable for current information technology risks; (2) monitor and analyze potential risks to computer systems relating to clearing, settlement, and depository services with respect to