4. Assets 5. Legal disputes 6. General information and other material facts Part 2: Management and Corporate Governance 7. Securities and shareholders 8. Organizational structure 9. Corporate

. Assets 5. Legal disputes 6. General information and other material facts Part 2: Management and Corporate Governance 7. Securities and shareholders 8. Organizational structure 9. Corporate governance 10

? intention and brought about disputes between the clients and the investment consultants as well as the securities firms. Therefore, the SEC urges collaboration among investors not to make such authorization

principles will begin in 2018.The I Code consists of seven key principles, namely: (1) establishing a clear stewardship policy; (2) sufficiently managing conflicts of interest for clients? best interest; (3

, and (4) the revision to the criteria for reporting conflicts of interest of company directors.? In addition, the proposal covers laying out of good practice guidelines for executing related party

, and (4) the revision to the criteria for reporting conflicts of interest of company directors.  In addition, the proposal covers laying out of good practice guidelines for executing related party

amendment include creation of preventive mechanism against conflicts of interest, selection of intermediaries to support offer for sale of mutual funds of different types that would serve different target

of conflicts of interest, internal control and receipt and delivery of fund assets.  The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to

management. The business provider must have the protective measures against conflicts of interests, for the increased protection for the investors.SEC has published relevant documents regarding public

, underwriters must put in place an effective conflicts of interest prevention system. This aims at facilitating under the current circumstances.Meanwhile, the SEC supported investors to have adequate and ongoing