According to the SEC Strategic Plan, the goal of building competitiveness can be achieved through standard rules and regulations. In this regard, the regulatory guillotine scheme,* which focuses on review of rules and regulations to maintain only necessary ones and ensure effective enforcement, can help SEC build a body of standard regulations in line with the changing environment without compromising appropriate investor protection and convenience for business operation.The SEC therefore...
, and legal enforcement function. In addition, more efforts will be made to ensure that the Thai capital market standards are at international level, enhance product attractiveness, and eliminate
Thai capital market standards are at international level, enhance product attractiveness, and eliminate regulatory barriers to contribute to neighboring countries? economies and capital markets
administrative work for the arbitrator. Chapter II Filing of Dispute ________________________ Part I General Provision ________________________ Clause 6. The dispute to be filed by the claimant into the arbitral
work for the arbitrator. Chapter II Filing of Dispute ________________________ Part I General Provision ________________________ Clause 6. The dispute to be filed by the claimant into the arbitral
นายกสมาคมบริษัทจัดการลงทุน (AIMC) และนายเก่งกล้า รักเผ่าพันธุ์ นายกสมาคมส่งเสริมผู้ลงทุนไทย (TIA) และมี Ms. Hong Siew Lai, Head of Dispute Resolution, Securities Industry Dispute Resolution Center
following regulations: Clause 1. The civil dispute incidental to or resulted from the derivatives business, which the customer of the derivatives business operator may refer to settle by means of arbitration
civil dispute incidental to or resulted from the derivatives business, which the customer of the derivatives business operator may refer to settle by means of arbitration as organized by the SEC Office