investment advisory business and develop a more efficient mechanism for dispute resolution and effective enforcement. ?To achieve these strategic goals, the SEC is striving towards becoming a smarter regulator
transaction is an appropriate and beneficial to the Company on a long- term basis, and no disagreement to the Company’s Board of Directors has been raised by the Company’s directors and/or the audit committee
additional demand for non-audit service) (Shu, 2000) - the disagreement between a client and an auditor over accounting practices or internal control issues (Beneish et al., 2005) - auditors’ lack of industry
to this Notification]; (c) contacting with the scheme registrar on behalf of unitholders in Thailand; (6) properly providing any channel to settle the dispute by any other measure other than court
proportion to their shares to STRR Engineering Company Limited; and if the sale of shares is completed, it is considered that a dispute resolution between the parties and neither party is fascinated in
disposition of Planet’s ordinary shares transaction is an appropriate and beneficial to the Company on a long-term basis, and no disagreement to the Company’s Board of Directors has been raised by the Company’s
■ Investor Education Program 4 6 8 10 12 [ APPENDICES ] Board of the SEC Executive Officers of the Office of the SEC List of Sub-committees Capital Market Performance 1999 - 2001 Dispute Settlement through
efficient complaint handling system for the settlement of dispute, such as act in compliance with the notification of the Securities and Exchange Commission governing determination for securities company