clients in accordance with the following criteria: (1) disclose information on risks and characteristics of the bonds by one or more of the following methods: (a) assigning an employee who is capable of
shall review the information disclosed or disseminated regularly or every time there is a change or an update so that the information is current. Clause 27 Derivatives clearing houses shall set up a
Office may prescribe other conditions for the derivatives broker to comply with. Clause 10. The derivatives broker shall procure personnel who are knowledgeable, capable or experienced and who are
knowledgeable, capable or experienced and who are beneficial to the undertaking of the derivatives brokerage business in a sufficient number to accommodate the undertaking of the derivatives business in an
reflects this and should be disclosed on an ongoing or regular basis to beneficiaries and clients, together with explanations as to how such arrangements address alignment with beneficiary interests. They
’ Meeting No. 6/2018, held on September 7, 2018 and details of which are disclosed in notes No. 11 of the Company’ s consolidated financial statements for nine months ended September 30, 2018, and the
occurred or is in existence and that there is no concealment of any fact that should be disclosed; (2) have the translator certify that the substance of the translation is accurate and consistent with the
capable of providing timely access to information. Clause 16 In offering structured notes that the repayment is fully or partially made in form of a physical delivery of shares, the underlying shares shall