criminal complaint against {A} with the DSI for further legal proceedings.In this connection, {A} is deemed as having untrustworthy characteristics of a publicly held company director and executive
unlawful gains from Seamico Securities Public Company Limited (ZMICO). On December 29, 1999, the SEC filed a criminal complaint against Nuprapat, an ex-ZMICO director, on the charge of corporate fraud
EMC Public Company Limited (EMC).With the referral from the Stock Exchange of Thailand, the SEC probed into the case and found that during October 16-18, 2013, Paiboon, then EMC Managing Director
Insurance Public Company Limited (BKI). Following a referral from the Stock Exchange of Thailand, the SEC?s further inspection has revealed that Chai, then chairman and chairman of the executive board of
Bangkok, December 17, 2015 - The SEC has filed a criminal complaint against {A}, former managing director of Ramkhamhaeng Hospital Public Company Limited (RAM), with the Department of Special
1. Ms. Nataya Niyamanusorn, Assistant Secretary-General in charge of the Investment Management Division, has been appointed Assistant Secretary-General in charge of the Intermediaries and Market Division;2. Ms. Charuphan Intararoong, Assistant Secretary-General in charge of the Intermediaries and Market Division, has been appointed Assistant Secretary-General in charge of the Investment Management Division. Both appointments have become effective since 16 May 2022.
Bangkok, 12 February 2019 ? The SEC Board has passed the resolution appointing Mrs. Sirivipa Supantanet as Deputy Secretary-General, effective from 11 February 2019.Mrs. Supantanet holds a Bachelor of Accountancy from Chulalongkorn University, Thailand and a Master of Business Administration from Western Michigan University, USA. She has a wide range of experiences on capital market, including supervision of corporate finance, corporate governance, market and securities businesses.Mrs. Supantane...
the director and executive of issuing and listed companies1 and is therefore banned from holding such positions. ____________________ 1 Clause 3(1) in conjunction with Clause 4(3) and (6) of the
established under other laws. The proposed revision includes the exemption of independent director rules for all licensed business operators, under the specified criteria. The qualifications of independent
shareholders meeting to appoint new directors to fill vacancies, while serving as IFEC director and chief executive officer. In addition, the SEC investigation found that {A} disobeyed the board of directors