rules, which contains key points as follows: (1) Revoking the requirement for notifying details of each advertisement and the associated expenses to the SEC; (2) Advertisements need to be considered
know-your-customer requirement or e-KYC via online methods. The use of authentication and verification under the National Digital ID (NDID) system will make it convenient, quick and reliable to open
training content may be insufficient or not fully aligned with the roles and responsibilities of IA, who need to perform in-depth analyses, such as social and environmental analysis. In this regard, the
engagement performance, if improved will heighten their efficiency and bolster investor confidence in the Thai capital market. The SEC?s audit inspection in 2013 covering eight audit firms indicated that
Statements which need to be revised ( 0 record(s) found) Order Date Company Name Reviewed Financial Statement Details Data not found Last updated on 19 January 2023
Statements which need to be revised ( 0 record(s) found) Order Date Company Name Reviewed Financial Statement Details Data not found Last updated on 16 January 2023
) in Thailand with the SEC directly without the need to obtain a prior approval from the Ministry of Finance; (2) Requiring the foreign issuer of baht bonds to (i) obtain an issue rating not lower than
prepare and submit On-Going Capital Requirement (CAR report) of November 2022 within DECEMBER 8, 2022 However, FL prepared and submitted the On-Going Capital Requirement (CAR report) of November 2022 to the
นำส่งประกาศและซักซ้อมความเข้าใจเกี่ยวกับการปรับปรุงหลักเกณฑ์เกี่ยวกับการดำรงเงินกองทุน (on-going capital requirement) ของผู้ประกอบธุรกิจจัดการกองทุนและผู้ประกอบธุรกิจนายหน้าซื้อขายหน่วยลงทุน และ
eliminate private fund's custodian reporting requirement as the custodian does not value the assets on mark to market basis. In order to provide investors with more accurate information on the fund's asset