INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...
damage, [ii] other circumstances indicating that the applicant is facing financial distress, or [iii] reasonable grounds to believe that the applicant has any deficiency or inappropriateness in operational
of clients? assets: deficiency of the verification process created risk of damaging client assets. It was found that during August 2014 to March 2015 many clients asked the company to add another
consequently affect confidence in securities business and the capital market at large; (2) Custody of clients? assets: deficiency of the verification process created risk of damaging client assets. It was
to the students, granted scholarships to students with excellent academic achievement, and provided attractive internship opportunities to students to give them hands-on experience with the audit works
achievement of Sustainable Development Goals (SDGs.)” ENDS For more information or for media enquiries, please contact: media@cdp.net About CDP CDP is a global non-profit that runs the world’s environmental
Investor Map to know where to target sustainable investment coupled with the SDG Impact Standards to know how business and investments can be conducted sustainably, will help push forward the achievement of
National Strategy and the fourth Capital Market Development Plan and contributes to the achievement of the UN Sustainable Development Goals, especially SDG 5 Gender Equality.” After the bell ringing
staff’s achievement of the targeted sales volume and thus receipt of commission from the Company as agreed upon. Meanwhile, the Company’s advertising expenses moved down by Baht 0.83 million and sale
Company’s commission payment upon sales staff’s achievement of the targeted sales volume and thus receipt of commission from the Company as agreed upon. Meanwhile, the Company’s sale promotion expenses moved