inspection cycle (2016 to 2018), audit firms in the capital market established and maintained a system of quality control as required by the Thai Standard on Quality Control (“TSQC 1”). The majority of audit
while the decrease in revenue of the combined cycle power plant is caused by temporarily shut down for major maintenance. Please be informed accordingly. Yours faithfully, (Mr.Pijayaphong Na Bangxang
meeting also considered changing the securities settlement cycle to be within the second day following the trading day (T+2) for all types of investors. Furthermore, both parties agreed to review rules or
from the first inspection cycle (2010-2012) to 2019, the first year of the 4th inspection cycle (2019-2021), showed promising overall improvement despite the SEC’s more intensive inspection in several
the determination of shareholders who shall be entitled to attend the Extraordinary General Meeting of Shareholders (Record Date) and to amend or change the date to gather the names of shareholders as
interest as well as make inquiries to W’s management to gather complete information before voting at the extraordinary shareholders’ meeting. In any case, the aforesaid acquisition transactions have to be
and business disputes; ● Complaints barred by prescription or limited by time to gather evidence as specified by law. Matters under the SEC Responsibility Complaint Handling Procedure Samples of
hearing on this matter to gather comments and suggestions from the public and stakeholders. Most of the respondents agreed with the principles and the proposed amendments to the governing regulations. The
requirement and revision to the securities settlement cycle. This is to ensure stability, fair treatment, and non-discrimination among all types of investors.Additionally, the SEC requested the ASCO to review
Independent Audit Inspection Activities Report for the 1st Cycle 1 October 2010 - 31 December 2012 Independent Audit Inspection Activities Report 1 October 2010 - 31 December 2011 The results of a study of