financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers, business
securities financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers
regarding director appointments to remove legal restrictions and allow the company to resume business.The critical issues to be considered at the meeting are crutial to the company's ability to resume normal
quality control systems are more likely to produce high quality audits. In light of this observation, it is crucial that when audit committees select an auditor, the quality of the audit works and the
experts on difficult or contentious matters, and regularly building team members’ knowledge and capabilities. Quality control system in engagement performance is the crucial element to provide the audit
business expansion opportunities overseas which the SEC is willing to help facilitate and abolish regulatory impediments. Realizing a crucial role of commercial banks in distributing capital market
dilution, is crucial for their decision making. The SEC has therefore ordered MORE to clarify the facts and provide rectifying measures in the matter. 2. MORE disclosed that the purpose of the capital
Objectives of practice guidelines for business continuity management The SEC provides this practice guidelines for being a guideline in practice through which covers a critical matter of business continuity
provides this practice guidelines for being a guideline in practice through which covers a critical matter of business continuity management that should be applied by each intermediary and for determining a
self-assessment survey in order to collectively find an appropriate direction or outcome in dealing with the issue.SEC also prioritizes and considers this matter to be crucial. Therefore, SEC has set