to undertake securities business in the category of securities dealing; “counter trader” means a person who trade securities with securities company; “client” means a counter trader which is not a
to undertake securities business in the category of securities dealing; “counter trader” means a person who trade securities with securities company; “client” means a counter trader which is not a
; “counter trader” means a person who trade securities with securities company; “client” means a counter trader which is not a securities company, Bank of Thailand or licensed to undertake securities business
the Shariah Principle whereby the counter party comparable to the deposit accepter is the Islamic Bank of Thailand or a financial institution under foreign law and the counter party comparable to the
Principle whereby the counter party comparable to the deposit accepter is the Islamic Bank of Thailand or a financial institution under foreign law and the counter party comparable to the depositor shall be
(1) in accordance with the Shariah Principle whereby the counter party comparable to the deposit accepter is the Islamic Bank of Thailand or a financial institution under foreign law and the counter
Exchange, the over-the-counter center, or the Derivatives Exchange, who is in the position or the condition that can access inside information through performance of duties; (5) Juristic person whose
Exchange, the over-the-counter center, or the Derivatives Exchange, who is in the position or the condition that can access inside information through performance of duties; (5) Juristic person whose
letter of credit or a letter of guarantee. 23 The securities company shall count in the value of assets additionally received from the client as collateral for debt repayment in a margin account for the
), as well as the AMLO’s issuance of the Counter-Terrorism Financing Act B.E. 2556 (2013) and subsequent rules with details pursuant to both Acts for application to intermediaries. The SEC Office hereby