to financial information; - In the case where the Company has disclosed a business plan or a financial prediction in the registration statement or the annual registration statement/annual report
case where the Company has disclosed a business plan or a financial prediction in the registration statement or the annual registration statement/annual report, clarify the results of the implementation
once a year to ensure the correctness of assets in custody. 4. Document keeping system for checking evidences of money or assets transferring of the fund for at least one year. Chapter 3 System to
the purpose other than those provided in 1 and 2. 3.2 External auditor to perform the audit of the fund assets at least once a year to ensure the correctness of assets in custody. 4. Document keeping
must also states that “the approval for establishment and management of the ….. (fund name)….. on …(date)… does not mean the SEC or the Office certifies the completeness or the correctness of the
name)….. on …(date)… does not mean the SEC or the Office certifies the completeness or the correctness of the information in the offering documents nor guarantees the price or the return of the fund
completeness or the correctness of the information in the offering documents nor guarantees the price or the return of the fund”. Clause 12. The securities company shall have statements or warnings under Clause
…(date)… does not mean the Securities and Exchange Commission, the Capital Market Supervisory Board or the Office certifies the completeness or the correctness of the information in the offering documents
SEC or the Office certifies the completeness or the correctness of the information in the offering documents nor guarantees the price or the return of the fund”. Clause 16. The securities company shall
the Office certifies the completeness or the correctness of the information in the offering documents nor guarantees the price or the return of the fund”. Clause 12. The securities company shall have