obstacles to the securitization process. It is hoped that if the amendment can be carried out, it will speed up the process of transferring financial assets from financial institutions. ■ A coordinated effort
about arranging, safeguarding and administration of the assets; (b) in case any law stipulates that the client ’s assets shall be in custody of a third party, the intermediary shall provide efficient
deal with a investor protection by safeguarding the integrity of the credit rating process. IOSCO members recognize that credit ratings, despite their numerous other uses, exist primarily to help
investors should focus on delivering value by promoting and safeguarding the interests of beneficiaries or clients over an appropriate time-horizon. This is often expressed as a fiduciary duty, requiring
are recognised and addressed by governing bodies and other agents in the chain, if the overarching principle of safeguarding the interest of beneficiaries is to be respected. Those acting as agents
with exceptional circumstances (such as drought, floods, or severe pollution events), especially around coordinated infrastructure operations? D 1 2.6 Is there a process for re-evaluating recent decadal
Coordinated policy action – Sustainable Finance 17 Source: Climate Action in Financial Institutions Climate Risks to Financial Institutions 18 Climate-related risks Economic transmission channels Financial
coordinated with the Bank of Thailand in an effort to relax the restrictive rules and streamline the procedures. Facilitating product innovation and business operation The SEC supported the launch of various
, which, if found too strict or redundant, will be amended and updated to meet current situations ● Closely coordinated with relevant agencies for speed, transparent, fair and concise criminal action
protect the client ’s assets and comply with the specific Notifications stipulating about arranging, safeguarding and administration of the assets; (b) in case any law stipulates that the client ’s assets