> Management of Mutual Fund > Conversion of a Closed-End to an Open-End fund Regulations SHARE : Detail Content Management of Mutual Fund 13. Conversion of a Closed-End to an Open-End fund (1) The conversion
Mr. Sutee Chuichay Mr. Sutee Chuichay, who is responsible for the operation of Advance Power Conversion Company Limited (“APCON”), shall be liable for APCON’s failure to prepare and submit the
Mr. Sutee Chuichay Mr. Sutee Chuichay, who is responsible for the operation of Advance Power Conversion Company Limited (“APCON”), shall be liable for APCON’s failure to prepare and submit the key
guidanceAs legislation has been drafted and administrative arrangements put in place, some additional clarity can now be provided about the laws that will apply in each economy to incoming Passport Funds. The
-making.Meanwhile, certain rules governing advertisement and sale promotion of mutual funds are also being revised to enhance clarity and flexibility.The SEC supports intermediaries in their offering of diverse
Bangkok, April 30, 2014 ? The SEC is seeking public comment on revision of rules governing financial advisors (FA) to enhance more clarity of rules and promote FA independence. The proposed revision
securities and derivatives business operators. The revisions will provide a compilation of rules presently specified in a number of notifications for more clarity and appropriateness. According to the proposed
offer for sale of newly issued debt securities*, and 3) bills that are not securities. To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to
digital assets to facilitate illegal financial transactions, while ensuring regulatory clarity to facilitate legitimate uses of digital assets.? Pursuant to the Royal Decree, digital assets include
debt to equity conversion scheme where the conversion price will be fixed at THB 0.19613 per share, aggregating not more than THB 4,275,830,130.00 (the “Allocation and Offering of the Newly Issued