32/2552 03/08/2009 01/09/2009 2. Notification of the Office of the Securities and Exchange Commission SorThor/Nor. 34/2547 Re: Operational Control and Information Technology Security of Securities
Service from Service Provider 08/05/2006 16/05/2006 6. Notification of the Office of the Securities and Exchange Commission SorThor/Nor. 34/2547 Re: Operational Control and Information Technology
, internal control and follow up measures to ensure effective implementation. Clause 4. Beside the qualifications prescribed under Clause 3, an applicant for derivatives business operator registration under
staffs, internal control and follow up measures to ensure effective implementation. Clause 4. Beside the qualifications prescribed under Clause 3, an applicant for derivatives business operator
e-service Online Submission Marketing >> Type Title Section See document Status Notified Date Effective Date 1. Circular SEC.Khor.(Wor) 25/2550 Re: Circular-Guidelines for Renewal of Approval for
Exchange Commission) Report I2 (Report on Status of Investment in Foreign Countries of All Mutual Funds Under Management) 10. Circular 8/2554 28/07/2011 01/08/2011 11. Circular 23/2553 03/08/2010
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