constrain a client’s risk at the time of contracting, and only when the derivatives will not cause additional risks unless it is the counterparty’s risk arising from such derivatives itself. In providing

or foreign, which constrain the applicant from complying with the rules or conditions to be waived; 7 (3) the applicant has provided other sufficient measures in lieu of its compliance with the rules

conditions; (2) an applicant is subject to restrictions under other laws which constrain it from compliance with the rules or conditions to be waived; (3) the applicant has provided other sufficient measures

rules or conditions; (2) an applicant is subject to restrictions under other laws, whether under Thai or foreign law, which constrain it from compliance with the rules or conditions to be waived; (3) the

suggestions, please email aunchisa@sec.or.th and archari@sec.or.th. Thank you again for your kind contribution. 1. Aggregate limit of 3 million baht on total investments in ICOs by each retail investor in any

- 2 - สิ่งที่ส่งมาด้วย - ตัวอย่างการคิด company limit ตัวอย่าง : บลจ. A ทำธุรกรรม reverse repo กับคู่สัญญา B ทั้งสิ้น 3 ธุรกรรม โดยใช้ตราสารหนี้ ของบริษัท ( ( และ ( ตามลำดับ ทั้งนี้ มูลค่าธุรกรรมและ

างประเทศ ที่ไดรับ rating (ขอ 53) 2 อันดับแรก (Issue size limit 20% ของแตละ issue สําหรับ กองทุนเปด ยกเวนกองทุนเปด auto redemption ) No company limit (2) ตราสารภาครัฐตางประเทศที่ไดรับ rating

may not be able to execute some types of orders, such as ‘stop-loss’ or ‘stop-limit’ orders, placed by the Client to limit his/her losses, since market conditions at the time the order is placed may

of passwords; (d) tightly restrict and control the use of utility programs and limit access to program source code. Chapter 4 Information Communications Security via Computer Network Systems and

) tightly restrict and control the use of utility programs and limit access to program source code. Chapter 4 Information Communications Security via Computer Network Systems and Operations Security with