providing services under Paragraph 1, the derivatives dealer shall ensure that a chief executive officer or a person assigned by the client has already granted consent before the client engages in derivatives
services under Paragraph 1, the derivatives dealer shall ensure that a chief executive officer or a person assigned by the client has already granted consent before the client engages in derivatives contract
services under Paragraph 1, the derivatives dealer shall ensure that a chief executive officer or a person assigned by the client has already granted consent before the client engages in derivatives contract
results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or any person
act which results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or
, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or any person authorized in writing from the
met, or an approval is granted by the mutual fund supervisor or a consent from the client or the provident fund committee, as the case may be, is received for the case specified in Clause 16 or Clause
met, or an approval is granted by the mutual fund supervisor or a consent from the client or the provident fund committee, as the case may be, is received for the case specified in Clause 16 or Clause
, the conditions specified in Clause 15 are met, or an approval is granted by the mutual fund supervisor or a consent from the client or the provident fund committee, as the case may be, is received for
, reserving or terminating a client’s rights over assets , without or not complying with an order or consent given by the client or a person authorized by the client. Clause 10 A securities company shall not