operation, it must not appear that the derivatives broker conducts an offence relating to misleading its financial status or actual performance; In the case where the derivatives broker lacks of qualification
even though on the disclosure date, EARTH had a liquidity issue and it did not appear clearly that EARTH would be able to raise fund for starting the coal mining as planned. Such acts are liable to
Public Limited Companies Act by holding a shareholders meeting as soon as possible to select new directors and fill vacant positions.In a letter to all individual IFEC directors whose name appear on the
/ intermediary to buy and sell investment products. • Confident to make informed investment decisions. • Confident to question investment offers that appear too good to be true. • Confident to ask a financial
investments; and (5) Lack serious concern on this matter because most of the people do not make any financial plan and are not aware of future problem. As the Thai capital market supervisory body, the SEC has
governance practices and providing support for listed company’s directors and executives in creating sustainable growth. CSR in process: Listed companies operate with social and environmental concern and
for public offerings. Also a concern at the initial stage of development was the overlapped market supervision under the authority of multiple agencies as seen in the following areas: Securities
: Possibility of delisted and rehabilitation companies due to financial instability and going-concern issue. Horizontal Analysis 0 2 4 6 8 10 12 2012 2013 2014 2015 2016 BSIZE ACSIZE 0% 10% 20% 30% 40% 50% 2012
. เงื่อนไขการรองรับผลขาดทุน Trigger event: 2.1 Loss absorption on going concern เมื่อ CET 1 ratio* ต่ ำกว่ำอัตรำที ่ธพ. ก ำหนด ไม่ม ี 2.2 Loss absorption on gone concern เมื่อทำงกำรตัดสินใจเข้ำช่วยเหลือทำงกำร