knowledge, ability and understanding in fund management business and the relevant rules and regulations, be a person of (Translation) 3 integrity and honesty and without any disgraceful record, and must
Bangkok, November 28, 2012 ? The Securities and Exchange Commission of Thailand ("SEC"), signed a Memorandum of Understanding ("MoU") with the Commission de Surveillance du Secteur Financier of
such person. The minimum information which the securities company shall take into consideration is as follows: (a) income, financial condition, and investment objective; (b) knowledge and understanding
Silpa School on the topic, “Financial Literacy for New Generations.” The session aimed to enhance students’ understanding of the SEC’s roles, financial planning, goal setting, and strategies to protect
the student development and excellence promotion 2024 project, aiming to equip students with knowledge and understanding of investment and enable them to make suitable investment decisions based on
arranged by the derivatives fund manager must possess knowledge, ability and business understanding and is subject to the approval of the Office in accordance with rules as prescribed in the notification of
intermediary or the SEC Office. Clause 11 An intermediary intending to outsource function related to business operation to a third party shall obtain an approval from the SEC Office before proceeding with the
SEC Office. Clause 11 An intermediary intending to outsource function related to business operation to a third party shall obtain an approval from the SEC Office before proceeding with the outsourcing