Derivatives Intermediaries dated 6 September 2013. 2 Clause 3 The regulations detailed in this Notification are stipulated for intermediaries to proceed in the same direction in compliance with the Notification
Head of Compliance
Head of Compliance
Head of Compliance
Head of Compliance
Head of Compliance
Head of Compliance
Providing Compliance Unit of an Intermediary
Providing Compliance Unit of an Intermediary
and services. The SEC is therefore proposing to amend the regulations on the appointment of directors and executives of intermediaries. On 19 April 2022, the Capital Market Supervisory Board Meeting No