completed within 60 days, for which the mutual fund management company may request the SEC's approval for extending the time for completing the corrective action according to (1). In submitting the request
Important Instructions for Completing a Complaint Form Matters under the SEC supervision 1. Matters under the SEC supervision in accordance with the governing laws. For example: · approved securities
, society and environment, by having meeting and tracking the risk management results, to find out that they are controlled and managed in the acceptable levels. From the following reasons concluding that the
) The Company will sale all of NU shares held by it via bidding process provided that the sale price shall not be lower than the base price as approved by the shareholders’ meeting. After completing the
2.2 Securities trading by taking advantage of the information related to a trading orders of securities or derivatives of any client before completing the order of such client (Section 244/1 and
2.2 Securities trading by taking advantage of the information related to a trading orders of securities or derivatives of any client before completing the order of such client (Section 244/1 and
tracking the risk management results, to find out that they are controlled and managed in the acceptable levels. From the following reasons concluding that the operating results of the Company in the year
find out that they are controlled and managed in the acceptable levels. From the following reasons concluding that the operating results of the Company of year 2017 decreased comparing to last year. For
Opinion of the Audit Committee and/or directors of the Company which are different from the opinions of the Board of Directors’ opinion -None- By concluding the above transactions with other connected
) Consideration Application: - SEC Office issues a letter notifying the beginning of the consideration period after receiving a written clarification from the applicant or concluding that clarification is not