conduct; (6) competent staff readiness An intermediary shall provide the competent personnel with the suitable amount for the business operation, and shall supervise its personnel to perform duties in
maintain substantial and adequate financial resources continuously; (5) market conduct An intermediary shall undertake business in keeping with proper standards of market conduct; (6) competent staff
, conceals, any property or document which the competent officer has seized https://www.sec.or.th/cgthailand/EN/Pages/FAQ/CorruptionFAQ.aspx English (United States) CorruptionFAQ company who fails to perform
perform his duties with responsibility, due care and loyalty.) Section 305 (Person who damages, destroys, conceals, any property or document which the competent officer has seized https://www.sec.or.th
ในหัวข้อ “Building a Sustainability – Competent Board”ภายในงานได้จัดให้มีการเสวนาในหัวข้อ “Reflecting ESG Values in the Business” โดยมีนางสาวปิยพร พรรณเชษฐ์ กรรมการและประธานเจ้าหน้าที่บริหาร บมจ. ทีซี
complaint also involves presenting false documents and information to the competent official and/or the SEC and the auditor. The SEC has also reported this case to the Anti-Money Laundering Office (AMLO
instruments for competent businesses. Notably, the Emergency Decree also aims to protect investors by facilitating more precise and adequate disclosure of information for investment decision making, reducing
“Thailand has confronted main obstacles for startups: laws; funding sources; and competent personnel. All parties must cooperate to tackle these problems. Successful startups must understand consumers
oversight in Thailand, priority is given to supervision of individual auditors, but the competent agency is not given the power to directly supervise the audit firms._________________________
improve itself to become an efficient agency having good risk management on both strategic and operational aspects. The SEC must also be transparent, timely & up-to-date, examinable, equipped with competent