efforts for the second year of the Capital Market Governance Promotion Initiative in Celebration of HM the King’s Coronation to promote sustainable development of the Thai capital market and Thailand
exchange with an exception for a SET permission.Therefore, SEC intends to revise the regulations on listed securities trading services outside the stock exchange for proper supervision and in accordance
investment consultant for Napasook has already expired since 31 December 2019. SEC has therefore prohibited her from re-entering as personnel in the capital market business for a period of 10 years
Bangkok, April 10, 2015 - The SEC summarized the development and supervision on the capital market from late 2011 to early 2015 with achievements in lifting up the Thai capital market to match the
infrastructure trust as a new fundraising mechanism in Thailand for development of offshore infrastructures, including those in GMS countries.(3) Setting criteria to create GMS asset class by allowing Thai mutual
) dishonestly diverted company assets to himself or a third party and sought unlawful gains for himself or others, causing damage to WORLD at the total amount of 30 million baht. Ms. Hongsri rendered assistance
Day."As a member of the World Federation of Stock Exchanges, the Stock Exchange of Thailand is delighted to have participated, for the 9th consecutive year, in the Ring the Bell for Gender Equality
results.With reference to the annual financial statements for the year 2016 wherein the auditor made a note on the loan transactions with foreign debtors which subsequently increased GL operating results, the
executive in a securities issuing company or a securities company, as summarized below: (1) Atthavut shall pay a civil penalty, a compensation at an equal amount to the benefit received or
executive in a securities issuing company or a securities company for 20 months; (2) Sujeera shall pay a civil penalty, a compensation at an equal amount to the benefit received or should have been received