policy and enhanced our operational procedures and communicated to our staff to ensure compliance with this regulation. Commercial Banks’ Service Channels The Bank of Thailand (BOT) issued Notification
-related services in order to accommodate the new regulation. Rules on Know Your Customer for Deposit Account Opening of Financial Institutions The Bank of Thailand issued Notification of the BOT No
, corporate social responsibility and firm commitment against corruption; which will pave the way for them to become role models for others in the Thai business sector. Among 567 listed companies comprising 472
accounting standards while auditors must work for audit firms that have a quality assurance system in place. In addition, the SEC encouraged trade associations to expedite its preparation for self-regulation
preparing for the FSAP assessment since 2016 by conducting self-assessment, amending regulations and processes to close any regulatory gaps found deviated from the newly published IOSCO Principles (May 2017
preparing for the FSAP assessment since 2016 by conducting self-assessment, amending regulations and processes to close any regulatory gaps found deviated from the newly published IOSCO Principles (May 2017
possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
Program From Global Commitment to Local Action 23 “ ” WORKING TOGETHER (TCMA – TCA - GCCA) Review data & assumptions (in consultation with GCCA and ECRA) - PROCESS -- OUR COMMITMENT - ▪ Draft roadmap
the Securities and Exchange Act B.E. 2535 (1992). This regulation requires that registered auditors perform audit work to express opinions about financial statements in accordance with the codes of