account on 4 March 2016 and 18 April 2016, and proceeded to purchase PERM shares in other securities trading accounts, as follow: - Miss Natthaporn Yongwongpaiboon's account on 5 April 2016, 18-20
Bangkok, December 27, 2012 - The SEC imposed a one-month suspension on three investment consultants of Phillip Securities (Thailand) Plc. for not taping clients? trading orders, effective from
securities and trading securities on behalf of clients. Following a client complaint report filed by Maybank Kim Eng Securities (Thailand) Plc., the SEC further probed into the case and found that {A} advised
Microsoft Word - Eng-SET Q1-18 reviewed Ref: FASET 02/2561 May 11, 2018 Subject: Report the operating result for the first quarter ended March 31, 2018 To: President of the Stock Exchange of Thailand
Microsoft Word - Eng-SET Q3-18 reviewed Ref: FASET 04/2561 November 12, 2018 Subject: Report the operating result for the third quarter and for the nine-month period ended September 30, 2018 To
Zipmex to act in the best interest of its clients and in readiness for facilitating their asset withdrawal transactions. In this connection, to keep Zipmex’s investors updated and accurately informed about
Bangkok, 18 October 2016 ? The SEC is seeking public comments on the proposed rules concerning provision of securities and derivatives trading services with limited discretion according to clients
Maybank Kim Eng Securities (Thailand) PLC, Chonburi branch, for trading securities through clients' accounts for their own benefits and using non-financial institution loans. The SEC also suspended {E
: CEO 014/2 August 2018 ject: Clarific The Secret e company c mpared to sa 18 operating owings: venue form 4.43 million 14 million b reasing in qu t of Sales fo ion baht, re h Q2 year 2 entories for
, called Five Steps toward Investment Confidence” project that is the answer to all issues concerning long-term financial stability.The SET in the City 2018 event runs from November 15-18. The SEC “Check