issuance and offering of debt securities. Key areas of discussion encompassed the enhancement of information disclosure to investors, with a specific emphasis on augmenting speed, clarity, timeliness, and
To enhance clarity and consistency with the current business practices of the private sector, the SEC has issued regulations revising the characteristics of “bills” deemed as “securities,” which
protect investors from risks of fraud and deception by dishonest persons, money laundering and exploitation of digital assets to facilitate illegal financial transactions, while ensuring regulatory clarity
regulations on the creditability of digital asset business operators. This is to enhance the efficiency of the licensing process and ensure the clarity and appropriateness of the regulatory framework regarding
provisions, conditions, and procedures to protect the investors or to ensure the clarity and uniformity in operating standards in the following matters : 1) The sale, redemption, an increase or reduction of
behavior that, if considered on a reasonable ground, indicates failure to honestly and fairly perform duty in providing financial services, lacks professional accountability or due care, or aids or abets or
clarity, a checklist of recommended or necessary pre- and post-issuance disclosures is provided in Appendix II of the SLBP. To ensure a smooth governance process, some issuers may find it convenient to make
accountability of the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8822 SEC adds “digital asset investment advisor” and “digital asset fund manager” as new regulated businesses and amends regulations on
about the accountability of the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8822 SEC adds “digital asset investment advisor” and “digital asset fund manager” as new regulated businesses and