upon the recommendation of the SEC has the power to specify conditions with which the license holder shall be required to comply in the undertaking of the securities business. In cases where there has

instruction which is a duty required to be performed. SEC Act S.300 Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 24/2020 Dated 02/09/2020

which is a duty required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 7/2021 Settlement Committee Order No. 48/2021 Dated 21/12/2021

failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 7/2021 Settlement Committee Order No. 52/2021 Dated 21/12

failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(2) Settlement Committee Meeting No. 2/2021 Settlement Committee Order No. 13/2021 Dated 09/06

instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.300 Settlement Committee Meeting No. 4/2021 Settlement Committee Order No. 28/2021 Dated 18/08/2021

instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 2/2021 Settlement Committee Order No. 13/2021

failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(3) Settlement Committee Meeting No. 2/2021 Settlement Committee Order No. 13/2021 Dated 09/06

failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(1) Settlement Committee Meeting No. 2/2021 Settlement Committee Order No. 13/2021 Dated 09/06

notification resulted from the instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.300 Settlement Committee Meeting No. 4/2021 Settlement Committee Order No. 28