Derivatives Act B.E. 2546 (2003) and the Notifications issued thereunder. Form as of 25 July 2006 (Translation) O the company found that the following persons have certain prohibited characteristics, however
report the SEC Office in writing in case there is a certain fact appeared that the persons appointed or assigned to perform functions [of the positions under Clause 5 to Clause 9] by the intermediary do
under Clause 4(1) are persons holding the following positions, excluding the person under Clause 10: (1) director; (2) general manager; (3) person holding a position equivalent to the positions under sub
of such change. Clause 22 An intermediary shall report the SEC Office in writing in case there is a certain fact appeared that the persons appointed or assigned to perform functions [of the positions
under Clause 4(1) are persons holding the following positions, excluding the person under Clause 10: (1) director; (2) general manager; (3) person holding a position equivalent to the positions under sub
shall update the list within 14 days as from the date of such change. Clause 22 An intermediary shall report the SEC Office in writing in case there is a certain fact appeared that the persons appointed
Clause 22 An intermediary shall report the SEC Office in writing in case there is a certain fact appeared that the persons appointed or assigned to perform functions by the intermediary do not have the
. Clause 27 There is no certain fact appeared [to the SEC Office] that an applicant’s directors, executives and controlling persons have the following unqualified characteristics: (1) deficiency in legal
delivered within the United States or to U.S. persons. For a further description of certain restrictions on the offering and sale of the Notes and on distribution of this document, see "Subscription and Sale
also knew and persuaded several persons – namely, Mr. Krittiphat, Mr. Sunchai, Mr. Teerasit and Mr. Kitisan – to take the positions of director and executive of KC, was believed to have involved in the