found that {A} had been authorized by his client to make securities trading decisions on the client's behalf with high trading volume. The communication record showed that {A} traded the securities and

services to keep pace with the changing market landscape. Given such conditions, revisions and modifications of the Securities and Exchange Act B.E. 2535 (1992) were proposed to amend certain provisions

IFEC, to disclose the BOD resolutions via the SET information system and to speedily organize a shareholders meeting.The SEC has also warned that if any IFEC directors are found to act in such a way as

probed into the case and found conversation in the LINE Application that {A} traded securities for herself through the client's securities trading account. During a certain period of time, she made a

into the case and found conversation in the LINE Application that {A} traded securities for herself through the client?s securities trading account. During a certain period of time, she made a number of

lodged by client and examination report of RHB OSK Securities, the SEC further probed into the case and found that {A}  traded securities on behalf of a client of {B}. {B} was a {A}'s subordinate and took

Following a TMB report on clients’ complaints and SEC’s further investigation, it was found that during 27 July 2015 – 5 June 2017 Nuchanart (1) withdrew money from her clients’ bank accounts

intensity meets declining amber thresholds for the Energy Sector with a prescribed sunset date (Table 11). (All metrics and threshols can be found in the full report) Example: Table 11. Thresholds for certain

“Principles”). These transactions reflect the continuing development of the use of proceeds bond market. Specific examples of such transactions can be found on the Resource Centre at https://www.icmagroup.org

, for failure to perform her duty in compliance with the company?s rules. From an inspection report of Krungsri Securities, the SEC further probed into the case and found that Ashiya, Onjira and Wasana