misappropriated the client’s money by forging the client’s signature, revising the client’s significant information to access the client’s mobile banking account and transferring money from the client’s account
At present, money market funds are used by investors as a tool to manage liquidity and a place to park money for a short time, besides keeping it in banking accounts. As of February 2018, the size of
Following the tips from various sources to SEC, it has been found that DB Hold had been soliciting people via social media to invest in newly issued shares alongside with products that may be liable to be digital tokens. With a claim to be around 500 million baht worth, these funds were said to be used for investing in several projects such as a digital platform for exchanging goods and services that may involve with electronic units named "DB coin" or "DB token", blockchain systems and ot...
According to investors’ tips and SEC’s investigation, there are public solicitations for investment with Argyll Technologies via individuals and online media channels such as company website and Facebook. SEC hereby notifies that Argyll Technologies is not licensed to undertake securities business or derivatives business or digital asset business; therefore, the company is not subject to SEC’s supervision. In this regard, investors are advised to exercise discretion in case of encounte...
products denominated foreign currencies. The revised regulations will allow business operators to provide services in foreign currency denominated products as permitted under their licenses. In addition
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Feeder Fund ,Retirement Mutual Fund : RMF | Offering Date : 13/12/2011 - 20/12/2011
SCB ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 15/11/2007 - 21/11/2007
MONEY HERO : Unlicensed securities and derivatives business (Disclosure Date : 30/09/2020)
MONEY HERO : Unlicensed securities and derivatives business (Disclosure Date : 30/09/2020)
Facebook page “Buffalo money” impersonates “Money Buffalo” : Unlicensed securities and derivatives business (Disclosure Date : 01/07/2024)