SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC gives priority to the audit quality control system of audit firms in the capital market, and regularly inspects and issues inspection
Institute and CFA Society Thailand to provide insights into how capital market professionals could integrate climate-related risks and opportunities into their analysis and investment decisions. In addition
competitiveness of Thai capital market and will continue to implement projects agreed in the first quarter, aiming at achieving best results in a timely manner. We support listed companies, reduce redundancy as
The securities companies and derivatives brokers are presently required to maintain net capital (NC) in a specified amount in order to sufficiently cover risks from conducting business. However
services through business operators in the host country, prohibition of giving advice to particular customers and soliciting for sales of the capital market products. Each ACMF member may issue additional
SEC’s efforts in providing technical assistance to support the Thai capital market in shifting from ESG to the SDGs, from process and policy compliance to measuring and delivering positive impacts,” Mr
approximately 75 percent. The increased capital utilization plan is therefore crucial information that the shareholders need to consider in their decision-making process. The SEC has therefore ordered MORE to
Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Issued: January 2019 Updated
power to supervise the providers of infrastructure services which use digital technology to improve the efficiency of transaction process in the capital market. Therefore, SEC is seeking comments from
Minister Uttama Savanayana recaptured the national policy on capital market roles and expectations of good governance and sustainable competitiveness of capital market organizations for the audience of