buying PTL shares using inside information. 16/05/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary
Miss Pornpen Nithikasem Miss Pornpen Nithikasem joined or agreed with other offenders in manipulating 2 securities by separating duties to executing buying or selling orders in a way of concealing
3. Buying/ selling process of investment products • Describe the features of available channels for buying and selling investment products. • Identify the roles and responsibilities of the financial
being proposed for consideration of the House of Representatives and need continuous support from the government for passage, namely, (1) the Draft Amendment to the Royal Enactment on Special Purpose
matching status • Order cancellation • Projected price & quantity • Imbalance (Buys – Sells) • Reversals Continuous Market Starts • Spreads • Market depths • Realized volatility • Weighted price contribution
ที่ กม Translation No. Gor.Mor. 42/2560 October 10, 2017 President The Stock Exchange of Thailand Dear Madam, Approval for Buying Land for Investment Purposes The Board Meeting of O.C.C. Public
members’ stakes to enhance efficiency, flexibility and clarity in handling the matter. In addition, the procedure for buying and selling securities of Board members were revised to reassure transparency and
that Sakorn solicited the person to purchase BSEC shares based on the insider information that OSK Investment Bank Berhad (OSKIB) in Malaysia was interested in buying BSEC shares from Bangkok First
February 26, 2014, reasoning that she intended to take profit for the client by selling out when the price increased and buying back when the price declined. Making trading decisions of securities in the
of Mrs. Supritha Pai Kasturi, PTL’s Senior Manager - Finance & Accounts who also knows the inside information. Mr. Amit acknowledges the in buying of PTL shares using inside information and