Facebook page “HSH Gold Trade money” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 26/07/2024)
In addition, SEC shall not accept her future application for approval as capital market business personnel until the revocation period ends. At the time of her misconduct, Sunisa was working for
at the time, was committing wrongful acts against clients’ assets through misappropriation of their subscription money for mutual fund investment. In so doing, she fabricated and submitted false
consultant, had misappropriated clients’ money by withdrawing money from the clients’ banking accounts without executing the transactions that the clients had made. Besides, she made false evidence by forging
securities and derivatives business. Accordingly, investors will be protected in that their investment money will be segregated from that of the business operators while investments will be handled and
KWI ASSET MANAGEMENT COMPANY LIMITED|Money Market Fund | Offering Date : 11/02/2008 - 18/02/2008
BANGKOK CAPITAL ASSET MANAGEMENT COMPANY LIMITED|Money Market Fund | Offering Date : 06/10/2022 - 07/10/2022