such assets received from or processed for the member can be clearly identified without any doubt; (4) report the custody of said assets to the relevant member within reasonable time. The derivatives

Management Policy Department if they are in doubt on any specific issues arising from the application/interpretation of the matters relating to the HK-TH MRF or the abovementioned feeder funds. The information

without doubt; (4) report the deposit of said assets to the relevant member within reasonable time. The securities clearing house shall set out rules on how to carry out the actions under Paragraph 1

สมควร (proof beyond reasonable doubt) ซึ งอาจไม่เหมาะกบัการกระทาํผิดในคดีหลกัทรัพยที์ไม่มีการทิ)งร่องรอยการกระทาํความผิดเหมือน คดีอาญาทัวไป หรือพยานหลกัฐานส่วนใหญ่อยูใ่นรูปของเอกสารหรือขอ้มูลทางอิเลก็ทรอ

แบบแสดงรายการข้อมูลการเสนอขายตราสารหนี้ 1 แบบแสดงรายการขอ้มลูและรา่งหนงัสอืชีช้วนส าหรบัการออกและเสนอขายตราสารหนี ้ ทีอ่อกและเสนอขายโดยนติบิคุคลตา่งประเทศ Registration Statement for Issuing and Offering of Debt Securities by Foreign Issuer Commercial Name of the Issuer……………………………………….. Offering to…………………………………………………………………….. Features of Debt Securities i.e. interest rate/ offering unit /total principle amount/ par value per unit/offering price per unit etc. Credit Rating…………………………………………………………………...

suitability for investment and the relevant risk exposure. If you are in any doubt as to the action you should take, you should consult your legal, financial, tax, or other professional adviser. A copy of this

as specified in the fund’s article. In cases where there is any doubt in information or rule specified in the fund’s article, even it is trivial, the management company should immediately inquire the

termination of an employee’s membership (a) Information for calculation of such payment should be verified for correctness and completeness as specified in the fund’s article. In cases where there is any doubt

constitutes a reasonable doubt, the Office may not grant the approval on the establishment of the fund: (1) the fund filed for the approval on the establishment has features or form that are in accordance with

constitutes a reasonable doubt, the Office may not grant the approval on the establishment of the fund: (1) the fund filed for the approval on the establishment has features or form that are in accordance with