At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business operators in foreign jurisdictions/countries with their personnel giving investment advice. Under the governing rules and procedures, foreign business operators, having the prescribed characteristics and giving advice or information on foreign currency denominated capital market products through Tha...
policy to promote integration of sustainability factors into business operations. As SLB practices abroad continue to evolve, the SEC is proposing to amend the SLB regulations to enhance flexibility
that related parties are able to perform their respective duties to the fullest capacity. This is to support a well-balanced financial reporting ecosystem and enhance the quality of financial reports of
SEC is welcoming public comments on a drafted notifications of the approval for offering of newly issued shares and information disclosure, applying to issuers and listed companies, in accordance with the International Organization of Securities Commissions (IOSCO) standards and FSAP. Reexamining these regulations would help to further credibility of the Thai capital market and to build up confidence for both domestic and foreign investors. For the principle of the revision, the SEC had al...
amend other regulations related to ICO portals’ submission and disclosure of financial statements and actions in case of ICO portals’ failure to comply with governing regulations, to enhance efficiency
-the-counter center in order to reduce barriers to establishment and operation, imposing regulatory measures to enhance the supervisory efficiency of the Stock Exchange of Thailand and introducing
The SEC aims to improve the PVD supervision to be more suitable for the current context, providing protection to PVD members in a fair and transparent manner. Related business operators are encouraged to operate more efficiently for the best interests of the PVD members. This is to ensure that PVD serves as a long-term savings and investment mechanism to support retirement planning. On 15 October 2024, the Capital Market Supervisory Board Meeting No. 10/2024 passed a resolution approving...
to the securities trading regulations to enhance market orderliness, as proposed by the Stock Exchange of Thailand (SET), with the key points as follows: (1) Increasing the Dynamic Price Band on a per