Commission No. KorDor 29/2540 Re: Rules, Conditions and Procedures for Securities Borrowing and Lending By virtue of Section 14 of the Securities and Exchange Act, B.E. 2535 (1992) and Clause 5 of the
Bangkok, 9 October 2017 ? The SEC and the Legal Execution Department (LED) have signed two memoranda of agreement (MOA) for mutual cooperation and information sharing, at the SEC Building today.The
as regulatory cooperation in relation to the cross-border offering of eligible Hong Kong and Thai funds.In addition, the two regulators have agreed to expedite the approval process of a local feeder
Aiming to create tangible digital transformation, the MOUs are the SEC’s first multilateral cooperation with the country’s leading digital driver organizations, namely (1) the Ministry of Digital
transportation, the SEC requests intermediaries’ cooperation in considering virtual operation or the work-from-home routine during the said period.
The Memorandum of Understanding provides a framework for cooperation between the two authorities with respect to promoting innovation in financial services. The CSSF and the SEC Thailand intend to
Printable Format - Laws and Regulations Securities Borrowing and Lending |- Fees (section 14 and 19) |- Major Shareholders |- Branch Office |- Net Liquid Capital (section 97) |- Capital Reduction
-renew from connected person 20/04/2020 08:51 Notification of the connected transaction-renew from connected person 25/06/2019 19:01 Notification of the connected transaction-borrowing from connected
The cooperation between SEC and the Faculty of Law, Chulalongkorn University under these 2 MoUs is the beginning of a concrete cooperation on the following matters: (1) Cooperation in
. The events served as venues for audit regulators in Asian and ASEAN countries to share knowledge and experiences on the supervision of auditors and financial reports and strengthen cooperation to build