subsequently to operate securities business. This does not include financial institutions licensed to undertake securities borrowing and lending business which offer custody for clients’ assets related to
securities business. This does not include financial institutions licensed to undertake securities borrowing and lending business which offer custody for clients’ assets related to securities borrowing and
SYNERGY PUBLIC COMPANY LIMITED Disclosure Business News ( 3 record(s) found) Date Time Heading Link 20/12/2022 17:17 The Inter-Company Borrowing and Lending Agreement (ICBL) between GPSC and PTT 28/02/2022
securities as well as rules on securities borrowing and lending, investment analysis and giving advice, submissions of clients? transaction confirmations, service in high risk or complex financial products and
and underwriting of investment units and securities borrowing and lending. This is to ensure sufficient information for monitoring and examining safe-keeping of client assets. The consultation paper is
) securities underwriting; (4) investment advisory service; (5) mutual fund management; (6) private fund management; (7) securities borrowing and lending; (8) venture capital management. ““Type B securities
e-service Online Submission See canceled document Securities Borrowing and Lending >> Securities Borrowing and Lending (section 98(5)) Type Title Section See Document Status Notified Date Effective
securities borrowing and lending fee etc.. 1.3 Gain (loss) on Securities trading means gain or loss on securities trading. In the case where it has a securities trading expenses or gain or loss from securities
management fee and securities borrowing and lending fee etc.. (Translation) -21- 1.3 Gain (loss) on Securities trading means gain or loss on securities trading. In the case where it has a securities trading
, securities underwriting fee, fund management fee, clients’ asset management fee and securities borrowing and lending fee etc.. (Translation) -21- 1.3 Gain (loss) on Securities trading means gain or loss on