5,506,530.65 baht on three former manager and marketing officers of Far East Securities Co., Ltd., namely (1) Shine Bunnag, (2) Nattada Kaewma and (3) Sarunya Simaporn for manipulating share price of D.T.C

Rules, Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems

Custody of Assets of Clients by Securities Companies

Custody of Assets of Clients by Licensed Derivatives Brokers

Rules Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems (No. 2)

Rules Conditions and Procedures for Establishment and Management of Property and Loan Funds (No. 2)

Filing of Registration Statement for Offer for Sale of Securities (No. 6)

Issuance and Offering for Sale of Derivative Warrants (No. 2)

Rules Conditions and Procedures for Undertaking of Investment Advisory Business

Rules, Conditions and Procedures for Undertaking Investment Advisory Business