with such person, the benefit arising from such transaction would be for the benefit of the persons under (1) or (2) ultimately; (4) a person with a close relationship with an intermediary, either by
guidelines. The rules or practice guidelines under Paragraph 1 shall at least include the following matters: (1) receipt or delivery of clients’ assets ; (2) keeping of records of clients’ assets ; (3
practice guidelines under Paragraph 1 shall at least include the following matters: (1) receipt or delivery of clients’ assets; (2) keeping of records of clients’ assets; (3) management of information
) or (d) for the benefit of future transaction, the securities company shall include such money to the balance on the notification date for the calculation of segregated assets as the client’s assets
, borrowing, lending of securities or for the guarantee of purchase, sale, borrowing or lending of securities or for any other benefit, shall comply with the rules prescribed in this notification. The
benefit, value appraisal date or the latest value appraisal reviewed date, and the appraised value or the latest reviewed appraised value; - fact sheet regarding procurement of benefits from REIT’s assets
and develop securities business related to investment management; “debt financing” shall include the issuance of debt instruments or conclusion of any transaction that would result in or is in substance
approval of the SEC Board in the event that the operation and management of the listed company may materially affect the benefit of the public, the company or the shareholders, and that other normal channels
specific line items presented should be expressed in the same manner as the corresponding line items in the issuer's financial statements. Such data shall include, at a minimum, net sales or operating