deposit cash into client's account. {A} also used client's account to trade securities on her own benefit with a view to obtaining commission. Her actions caused B2-3 million in damages to the client.{A

non-compliances were resulted from failures to record employee benefit obligation in accordance with Thai Accounting Standard No. 19 ?Employee Benefits? prescribed by Accounting Standard Committee

Standards of Conduct dated 21 June 2005. Investor contacts must be fully knowledgeable in performing their duties with integrity, prudence and professionalism for the best benefit of clients to enhance and

Market: Stamping out market manipulation, preventing siphoning money or benefit out of listed companies, elevating information disclosure of listed companies, and enhancing transparency of IPO shares

Market: Stamping out market manipulation, preventing siphoning money or benefit out of listed companies, elevating information disclosure of listed companies, and enhancing transparency of IPO shares

Market: Stamping out market manipulation, preventing siphoning money or benefit out of listed companies, elevating information disclosure of listed companies, and enhancing transparency of IPO shares

Market: Stamping out market manipulation, preventing siphoning money or benefit out of listed companies, elevating information disclosure of listed companies, and enhancing transparency of IPO shares

Committee as follows :     - a compensation of the benefit received from committing the offense in an amount of 1,930,300.00 Baht     - a civil

benefit received from committing the offense in an amount of 9,558,197.00 Baht     - a civil monetary penalty of 14,337,295.50 Baht     - a

benefit received from committing the offense in an amount of 9,558,197.00 Baht     - a civil monetary penalty of 14,337,295.50 Baht     - a