the theme “Spot the Scammers!” and was designed to enhance investors’ understanding of investment fraud and scams, helping them protect themselves from becoming victims. The SEC team provided
enhance investors’ understanding of investment fraud and scams, helping them protect themselves from becoming victims. The SEC team provided advice on investment fraud prevention to visitors and
subject to civil sanctions by the Civil Sanction Committee has disqualified him from becoming a director or executive of a securities company or a listed company as he is deemed to possess untrustworthy
market participants? understanding and preparation for adoption of FinTech to the capital market ecosystem as it is becoming a major tool for innovating financial products and services, and to update
sustainability policy themselves. The capital market and the economy as a whole could benefit a great deal from this positive environment.?The public and those interested in becoming a signatory to the I Code can
management to seek the SEC approval for becoming a REIT manager. The proposed REIT regulations would be more relaxed and flexible than the current ones governing property funds (Type 1). For instance, the unit
persons to commit an offense by making ADAM dishonestly purchased the whole ordinary shares of Kitha Properties Company Limited (“Kitha”) in 2014 resulting in Kitha becoming a subsidiary of ADAM with an
resulting in Kitha becoming a subsidiary of ADAM with an incentive to launder money causing damages to ADAM even though it was known at that time that Kitha was being investigated by the National Anti