(c) the back office agreed to execute such transaction even though the contact phone number was not the one given by the client; (3) surveillance system to prevent conflicts of interest: the
automatically barred from serving as director of any issuing or listed company.In any case, filing a criminal complaint commences the criminal justice administration whereby the consideration whether a defendant
barred from holding such positions in such companies by virtue of the SEA. In any case, filing a criminal complaint commences the criminal justice administration whereby the consideration whether a
company for 14 months. Whereas Amornrat and Walailuk will be barred for 9 months each. The banning period shall begin from the date each offender signs the letter of consent to comply with civil
each; (3) The 2nd defendant and the 3rd defendant are barred from serving as a director or executive in a securities issuing company or a securities company for 10 years; and (4) All defendants shall
defendant and the 3rd defendant are barred from serving as a director or executive in a securities issuing company or a securities company for 10 years; and (4) All defendants shall jointly pay a
are not barred by prescription or limited by time to gather evidence as specified by law. Matters beyond the SEC responsibility 1. Matters under supervision of other laws, for instance, Ponzi scheme
expenses. In addition, both POLAR executives have been barred from holding the director position at any issuing or securities company for 10 years each. Apart from the civil sanction, the SEC is questioning
. Suphanan from his positions as director and executive of IFEC and barred him from serving as a director or executive in the securities issuing company and another listed company (if any) for two years