total sold units, but asset management companies are still required to disclose information regarding unitholding over the one-third rule to investors and such unitholders are not allowed to exercise

Under the proposed regulations, in order to be qualified for exemption, the futures exchange, derivatives clearing house, securities clearing house and securities depository shall submit its rule to

;      หลักเกณฑ์ปัจจุบัน อนุญาตให้ผู้ที่จะจำหน่าย จ่าย โอน หรือให้สิทธิในทรัพย์สินกิจการ โครงสร้างพื้นฐาน (sponsor) ให้แก่กองทุนรวม สามารถได้รับการจัดสรรหน่วยลงทุนโดยไม่ต้องใช้วิธี small lot

units as of the end of the business day of the calculation; “selling and redemption supporter” means any person designated by a mutual fund management company to sell or redeem investment units, as the

unlicensed business operators at the exhibition. Failure to cooperate could lead to being considered as a supporter to commission of offenses.  Concurrently, the SEC urges the public and investors to exercise

: ?The SEC has been the key supporter of the Classs Action Law from the very beginning because it could be an effective channel for protecting investor?s rights in the capital market. Since the law came

As a capital market regulator, the SEC is Thailand’s first governmental agency to have become an official supporter of the Task Force on Climate-related Financial Disclosure (TCFD) since 30th

Rule for Acquisition and Disposition of Assets of Listed Companies. This disposition of asset has the objective to generate cash for the new projects which is for the best interests of the Company and

operating securities business | - |- Registration |- Net Liquid Capital Rule (Section 49) |- Executives / Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders | - |- Approval

considered and validated KUB to be traded in the digital asset exchange by non-compliance with the Listing Rule approved by the SEC and disregard for the conflict of interest prevention measure. DAB Act S