a market price at that time. Later, steel price dropped sharply causing GSTEL and GJS to realize high losses as production cost was high while the products were sold at lower market price. To avoid
avoid revealing the details of his related persons who entered into share trading transactions with RAM during 2012-2013. The said misconduct was in violation of Section 312 of the SEA. The SEC therefore
requirements to avoid possible disputes or frauds committed upon their assets, said SEC Deputy Secretary-General Vasant Thienhom. Failure to keep complete and correct records of clients? orders are deemed non
financial health, with age-appropriate and group-specific investor education, as well as promoting investors to become smart investors who understand risks, know their rights, avoid investment scams, and are
amendments to term fund rules to mitigate concentration risks and avoid misunderstanding of product characteristics Term fund is highly popular among investors, asset management companies and commercial banks
refrain from transferring money into accounts of private individuals to avoid falling victim to frauds and scams.
crime or as a channel to avoid inspection or seizure of assets by enforcement agency. In essence, the proposed amendments cover the following matters: (1) To specify “the digital asset
Ministry of Finance. The approval criteria include clear disclosure of information, fairness and compliance ? there must be no grounds of suspicion regarding the issuer's intention to avoid regulatory