exchange act and class action litigation on securities fraud to lawyers will strengthen legal remedies available for defrauded investors in capital market. Therefore, SEC joins hand with Lawyers Council
determination of cornerstone investor as institutional investor would help to prevent share allocation to investors whose inappropriate trading behaviors may affect public confidence in the capital market
analysis, which is in line with the government's approach of making big data freely available. In the initial stage, SEC will provide two types of information, which are information on licensee or have
while securities company is able to meet requirements of the customers, and may also help increase the liquidity and improve the bond secondary market and the mutual fund market. However, securities
www.sec.or.th or sign up for SEC Check First application, available on IOS and Android platforms.For inquiries or tips on suspicious acts, please call SEC Help Center 24-hour Hotline at 1207 for further
As the SEC and SFC have developed the bilateral cooperative framework regarding HK-TH MRF to facilitate cross-border offerings of funds between Hong Kong and Thailand, this by extension will help
the program in 2005 and secondly joined the program in 2013. The full reports are available at: http://documents.worldbank.org/curated/en/560511468118458173/Thailand-Report-on-the-Observance-of
the program in 2005 and secondly joined the program in 2013. The full reports are available at: http://documents.worldbank.org/curated/en/560511468118458173/Thailand-Report-on-the-Observance-of
registered social enterprises is available at http://www.dsdw2016.dsdw.go.th/se-news/.In case of a private placement by an SME, a waiver of approval application can only be granted to a limited company that
social enterprises is available at http://www.dsdw2016.dsdw.go.th/se-news/. In case of a private placement by an SME, a waiver of approval application can only be granted to a limited company that has the